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FAIR ISAAC CORP — Director's Dealing 2023
Dec 12, 2023
30091_dirs_2023-12-12_8e7b41a5-cce6-4e51-a778-cd6daea0c10b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2023-12-09
Reporting Person: Leonard Michael S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-09 | Common Stock | M | 150 | $0.00 | Acquired | 5120.1302 | Direct |
| 2023-12-09 | Common Stock | F | 52 | $1134.39 | Disposed | 5068.1302 | Direct |
| 2023-12-10 | Common Stock | M | 584 | $0.00 | Acquired | 5652.1302 | Direct |
| 2023-12-10 | Common Stock | F | 222 | $1134.39 | Disposed | 5430.1302 | Direct |
| 2023-12-11 | Common Stock | S | 317 | $1144.3928 | Disposed | 5113.1302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-09 | Non-Qualified Stock Options (right to buy) | $1134.39 | A | 267 | Acquired | 2030-12-08 | Common Stock (267) | Direct |
| 2023-12-09 | Restricted Stock Units | $ | A | 267 | Acquired | Common Stock (267) | Direct | |
| 2023-12-09 | Restricted Stock Units | $ | M | 150 | Disposed | Common Stock (150) | Direct | |
| 2023-12-10 | Restricted Stock Units | $ | M | 219 | Disposed | Common Stock (219) | Direct | |
| 2023-12-10 | Restricted Stock Units | $ | M | 164 | Disposed | Common Stock (164) | Direct | |
| 2023-12-10 | Restricted Stock Units | $ | M | 201 | Disposed | Common Stock (201) | Direct |
Footnotes
F1: Includes 8.453 shares acquired under the FICO Employee Stock Purchase Plan on August 31, 2023.
F2: Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $1,144.37 to $1,144.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This option vests in four equal annual installments commencing on this date.
F5: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F7: No expiration date.