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FAIR ISAAC CORP — Director's Dealing 2020
May 14, 2020
30091_dirs_2020-05-14_5b0176e4-c934-4aab-b1de-5bdeb070f55e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2020-05-12
Reporting Person: BATTLE A GEORGE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-12 | Common Stock | M | 5625 | $25.87 | Acquired | 5625 | Direct |
| 2020-05-12 | Common Stock | S | 1825 | $362.39 | Disposed | 3800 | Direct |
| 2020-05-12 | Common Stock | S | 900 | $362.65 | Disposed | 2900 | Direct |
| 2020-05-12 | Common Stock | S | 1400 | $365.37 | Disposed | 1500 | Direct |
| 2020-05-12 | Common Stock | S | 400 | $369.22 | Disposed | 1100 | Direct |
| 2020-05-12 | Common Stock | S | 700 | $370.98 | Disposed | 400 | Direct |
| 2020-05-12 | Common Stock | S | 200 | $372.08 | Disposed | 200 | Direct |
| 2020-05-12 | Common Stock | S | 200 | $373.26 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-12 | Non-Qualified Option (right-to-buy) | $25.87 | M | 5625 | Disposed | 2021-01-31 | Common Stock (5625) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52523 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $361.63 to $362.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $362.63 to $362.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $365.18 to $365.835. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $370.81 to $371.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.