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FAIR ISAAC CORP — Director's Dealing 2019
Aug 13, 2019
30091_dirs_2019-08-13_024394f4-e8e0-489a-beff-537d910d9d55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2019-08-09
Reporting Person: Pung Michael J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-09 | Common Stock | M | 7996 | $72.06 | Acquired | 123351 | Indirect |
| 2019-08-09 | Common Stock | S | 1825 | $363.39 | Disposed | 121526 | Indirect |
| 2019-08-09 | Common Stock | S | 470 | $364.29 | Disposed | 121056 | Indirect |
| 2019-08-09 | Common Stock | S | 2597 | $365.65 | Disposed | 118459 | Indirect |
| 2019-08-09 | Common Stock | S | 600 | $366.19 | Disposed | 117859 | Indirect |
| 2019-08-09 | Common Stock | S | 1996 | $367.01 | Disposed | 115863 | Indirect |
| 2019-08-09 | Common Stock | S | 508 | $368.51 | Disposed | 115355 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-09 | Non Qualified Stock Option (right to buy) | $72.06 | M | 7996 | Disposed | 2021-12-07 | Common Stock (7996) | Direct |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $363.00-$363.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $364.00-$364.62 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $365.00-$365.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $367.00-$367.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $368.50-$368.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This option vests in four equal annual installments commencing on this date.