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FAIR ISAAC CORP — Director's Dealing 2019
Sep 4, 2019
30091_dirs_2019-09-04_46c461b0-c88e-4bd3-a7a2-697ac24d6701.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2019-08-30
Reporting Person: KELLY BRADEN R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-30 | Common Stock | M | 5000 | $44.97 | Acquired | 17287 | Direct |
| 2019-08-30 | Common Stock | S | 3664 | $352.61 | Disposed | 13623 | Direct |
| 2019-08-30 | Common Stock | S | 1336 | $353.17 | Disposed | 12287 | Direct |
| 2019-09-03 | Common Stock | M | 10000 | $44.97 | Acquired | 22287 | Direct |
| 2019-09-03 | Common Stock | S | 4900 | $352.77 | Disposed | 17387 | Direct |
| 2019-09-03 | Common Stock | S | 5100 | $353.22 | Disposed | 12287 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-30 | Non-Qualified Stock Options (right to buy) | $44.97 | M | 5000 | Disposed | 2020-02-11 | Common Stock (5000) | Direct |
| 2019-09-03 | Non-Qualified Stock Options (right to buy) | $44.97 | M | 10000 | Disposed | 2020-02-11 | Common Stock (10000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $352.00.00-$352.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $353.00-$353.555. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $352.02 to $353.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $353.05 to $353.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This award vested in three equal installments on the dates of each of the Corporations's 2014, 2015 and 2016 Annual Meeting of Stockholders.