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FAIR ISAAC CORP — Director's Dealing 2019
Dec 12, 2019
30091_dirs_2019-12-12_60e34b2e-a075-4857-8c5b-0c1275e0569d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2019-12-10
Reporting Person: Scadina Mark R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-10 | Common Stock | M | 6444 | $0.00 | Acquired | 31631 | Direct |
| 2019-12-10 | Common Stock | F | 3197 | $354.18 | Disposed | 28434 | Direct |
| 2019-12-11 | Common Stock | S | 5000 | $354.46 | Disposed | 23434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-10 | Market Share Units | $ | M | 2946 | Disposed | Common Stock (2946) | Direct | |
| 2019-12-10 | Performance Share Units | $ | M | 2945 | Disposed | Common Stock (2945) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | M | 553 | Disposed | Common Stock (553) | Direct | |
| 2019-12-10 | Restricted Stock Units | $ | A | 2680 | Acquired | Common Stock (2680) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85081 | Indirect |
Footnotes
F1: Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.
F2: This transaction was executed in multiple trades at prices ranging from $354.24 to $354.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F4: No expiration date.
F5: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F7: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment
F8: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.