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FAIR ISAAC CORP — Director's Dealing 2018
Nov 7, 2018
30091_dirs_2018-11-07_fb007f30-3930-48f8-9a56-69ac7513b293.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2018-11-05
Reporting Person: Huyard Wayne Elliot (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | M | 10000 | — | Acquired | 31912 | Direct |
| 2018-11-05 | Common Stock | F | 3755 | $192.15 | Disposed | 28157 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-05 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct | |
| 2018-11-06 | Performance Share Units | $ | A | 10976 | Acquired | Common Stock (10976) | Direct |
Footnotes
F1: Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F2: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F4: No expiration date.
F5: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6: On November 6, 2018 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics.
F7: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.