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FAIR ISAAC CORP — Director's Dealing 2018
Nov 14, 2018
30091_dirs_2018-11-14_8779cc09-c835-4891-bc03-de7f4ab19e3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2018-11-14
Reporting Person: Wehmann James M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | Common Stock | M | 14485 | $72.06 | Acquired | 104211 | Direct |
| 2018-11-14 | Common Stock | S | 4244 | $188.286 | Disposed | 99967 | Direct |
| 2018-11-14 | Common Stock | S | 5504 | $189.3023 | Disposed | 94463 | Direct |
| 2018-11-14 | Common Stock | S | 2307 | $190.1885 | Disposed | 92156 | Direct |
| 2018-11-14 | Common Stock | S | 1975 | $191.1801 | Disposed | 90181 | Direct |
| 2018-11-14 | Common Stock | S | 455 | $192.3337 | Disposed | 89726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | Non Qualified Stock Option (right to buy) | $72.06 | M | 14485 | Disposed | 2021-12-07 | Common Stock (14485) | Direct |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $187.77 to $188.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $188.79 to $189.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $189.81 to $190.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $190.83 to $191.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $191.85 to $192.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This option vests in four equal annual installments commencing on this date.