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FAIR ISAAC CORP — Director's Dealing 2018
Dec 21, 2018
30091_dirs_2018-12-21_adb35d47-4136-48a4-a4eb-2dba521cbcbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2018-12-21
Reporting Person: Wells Stuart (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-21 | Common Stock | M | 10000 | $43.05 | Acquired | 65172 | Direct |
| 2018-12-21 | Common Stock | S | 1116 | $176.927 | Disposed | 64056 | Direct |
| 2018-12-21 | Common Stock | S | 2700 | $177.952 | Disposed | 61356 | Direct |
| 2018-12-21 | Common Stock | S | 1209 | $178.793 | Disposed | 60147 | Direct |
| 2018-12-21 | Common Stock | S | 2300 | $180.0628 | Disposed | 57847 | Direct |
| 2018-12-21 | Common Stock | S | 1800 | $180.9739 | Disposed | 56047 | Direct |
| 2018-12-21 | Common Stock | S | 675 | $182.1204 | Disposed | 55372 | Direct |
| 2018-12-21 | Common Stock | S | 200 | $182.83 | Disposed | 55172 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-21 | Non Qualified Stock Option (right to buy) | $43.05 | M | 10000 | Disposed | 2019-04-24 | Common Stock (10000) | Direct |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $176.41 to $177.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $177.46 to $178.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $178.46 to $179.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $179.48 to $180.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $180.505 to $181.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $181.62 to $182.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This option vests in four equal annual installments commencing on this date.