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FAIR ISAAC CORP — Director's Dealing 2017
Feb 7, 2017
30091_dirs_2017-02-07_2028bc85-f232-45b5-a904-87bf73cb3ecd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2017-02-06
Reporting Person: BATTLE A GEORGE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | M | 6375 | $40.01 | Acquired | 24809 | Direct |
| 2017-02-06 | Common Stock | S | 5825 | $123.6819 | Disposed | 18984 | Direct |
| 2017-02-06 | Common Stock | S | 550 | $124.5582 | Disposed | 18434 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Non-Qualified Stock Option (right to buy) | $40.01 | M | 6375 | Disposed | 2017-02-11 | Common Stock (6375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
| Common Stock | 9602 | Indirect |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $123.13 to $124.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $124.18 to $124.90 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.