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FAIR ISAAC CORP — Director's Dealing 2016
Feb 3, 2016
30091_dirs_2016-02-03_7b7a2694-8979-4308-8476-61e6e32d303b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2016-02-02
Reporting Person: BATTLE A GEORGE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-02 | Common Stock | M | 6375 | $44.66 | Acquired | 23202 | Direct |
| 2016-02-02 | Common Stock | S | 2058 | $94.5079 | Disposed | 21144 | Direct |
| 2016-02-02 | Common Stock | S | 3717 | $95.4358 | Disposed | 17427 | Direct |
| 2016-02-02 | Common Stock | S | 600 | $95.9400 | Disposed | 16827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Non-Qualified Stock Option (Right to buy) | $44.66 | M | 6375 | Disposed | 2016-02-05 | Common Stock (6375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9602 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $93.8900 to $94.8500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $94.9100 to $95.8900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $95.9100 to $95.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This option vested in full upon this date.