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FAIR ISAAC CORP — Director's Dealing 2015
Dec 9, 2015
30091_dirs_2015-12-09_cff20e12-f608-49fc-a33e-6304a0fb34ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2015-12-08
Reporting Person: Wells Stuart (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock | M | 5970 | $0.00 | Acquired | 24159 | Direct |
| 2015-12-08 | Common Stock | M | 2751 | $0.00 | Acquired | 26910 | Direct |
| 2015-12-08 | Common Stock | M | 1120 | $0.00 | Acquired | 28030 | Direct |
| 2015-12-08 | Common Stock | M | 1648 | $0.00 | Acquired | 29678 | Direct |
| 2015-12-08 | Common Stock | F | 5993 | $91.91 | Disposed | 23685 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 | Market Share Units | $ | A | 6498 | Acquired | Common Stock (6498) | Direct | |
| 2015-12-08 | Market Share Units | $ | A | 5970 | Acquired | Common Stock (5970) | Direct | |
| 2015-12-08 | Market Share Units | $ | M | 5970 | Disposed | Common Stock (5970) | Direct | |
| 2015-12-08 | Performance Share Units | $ | M | 2751 | Disposed | Common Stock (2751) | Direct | |
| 2015-12-08 | Restricted Stock Units | $ | M | 1120 | Disposed | Common Stock (1120) | Direct | |
| 2015-12-08 | Restricted Stock Units | $ | M | 1648 | Disposed | Common Stock (1648) | Direct | |
| 2015-12-08 | Restricted Stock Units | $ | A | 6846 | Acquired | Common Stock (6846) | Direct |
Footnotes
F1: Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F2: Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3: As previously reported in a prior Form 4 footnote, on December 13, 2013, the reporting person was granted a target award of 9,747 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2014, 2015 and 2016. The performance criteria for 2014 were met and reported, resulting in an award of 2,989 market share units which vested on December 13, 2014. The performance criteria for 2015 were met, resulting in the award of 6,498 market share units which will vest on December 13, 2015.
F4: No expiration date.
F5: On December 8, 2014, the reporting person was granted a target award of 8,954 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016 and 2017. The performance criteria for 2015 were met, resulting in the award of 5,970 market share units which vest immediately.
F6: Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment
F7: The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
F8: Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F9: The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.