AI assistant
FAIR ISAAC CORP — Director's Dealing 2014
Jan 28, 2014
30091_dirs_2014-01-28_9d820d71-5f12-4c8b-80e3-ec2b75887ddb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2014-01-27
Reporting Person: BATTLE A GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock | M | 19125 | $39.6333 | Acquired | 32478 | Direct |
| 2014-01-27 | Common Stock | S | 18825 | $55.9296 | Disposed | 13653 | Direct |
| 2014-01-27 | Common Stock | S | 300 | $56.5633 | Disposed | 13353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-27 | Non-Qualified Stock Option | $39.6333 | M | 19125 | Disposed | 2014-02-02 | Common Stock (19125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10010 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: This transaction was executed in multiple trades at prices ranging from $55.53 to $56.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $56.55 to $56.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This option vested in full upon the date of grant.