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FAIR ISAAC CORP — Director's Dealing 2014
Nov 10, 2014
30091_dirs_2014-11-10_7be3c14a-9efe-42d0-ac26-775c40bc3353.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FAIR ISAAC CORP (FICO)
CIK: 0000814547
Period of Report: 2014-11-07
Reporting Person: BATTLE A GEORGE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-07 | Common Stock | M | 6375 | $34.22 | Acquired | 19078 | Direct |
| 2014-11-07 | Common Stock | S | 6375 | $70.00 | Disposed | 12703 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | Non Qualified Stock Option (right to buy) | $34.22 | M | 6375 | Disposed | 2015-01-31 | Common Stock (6375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
| Common Stock | 9602 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Exercised and sold pursuant to reporting person's 10b5-1 plan.
F2: Since the date of the reporting person's last ownership report, 3,683 shares of FICO common stock were transferred to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. The reporting person's 3,683 shares held in this trust were transferred to the A. George Battle 2011 Separate Property Trust.
F3: This option vested in full upon this date.
F4: Since the date of the reporting person's last ownership report, 53,313 stock options were transferred from his outstanding stock option grants to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.