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FACTSET RESEARCH SYSTEMS INC — Director's Dealing 2021
Jul 20, 2021
30555_dirs_2021-07-20_db2a9c21-9518-4318-bd1f-741ce33a3498.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FACTSET RESEARCH SYSTEMS INC (FDS)
CIK: 0001013237
Period of Report: 2021-07-16
Reporting Person: ZIMMEL JOSEPH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-16 | Common Stock | M | 2307 | $138.48 | Acquired | 4711 | Direct |
| 2021-07-16 | Common Stock | M | 3545 | $146.82 | Acquired | 8256 | Direct |
| 2021-07-16 | Common Stock | M | 3086 | $170.24 | Acquired | 11342 | Direct |
| 2021-07-16 | Common Stock | M | 2838 | $197.75 | Acquired | 14180 | Direct |
| 2021-07-16 | Common Stock | S | 934 | $342.42 | Disposed | 13246 | Direct |
| 2021-07-16 | Common Stock | S | 1521 | $342.22 | Disposed | 11725 | Direct |
| 2021-07-16 | Common Stock | S | 1532 | $342.99 | Disposed | 10193 | Direct |
| 2021-07-16 | Common Stock | S | 1639 | $342.57 | Disposed | 8554 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-16 | Non-Employee Director Stock Option (right to buy) | $138.48 | M | 2307 | Disposed | 2022-01-15 | Common Stock (2307.0) | Direct |
| 2021-07-16 | Non-Employee Director Stock Option (right to buy) | $146.82 | M | 3545 | Disposed | 2023-01-15 | Common Stock (3545.0) | Direct |
| 2021-07-16 | Non-Employee Director Stock Option (right to buy) | $170.24 | M | 3086 | Disposed | 2024-01-13 | Common Stock (3086.0) | Direct |
| 2021-07-16 | Non-Employee Director Stock Option (right to buy) | $197.75 | M | 2838 | Disposed | 2025-01-12 | Common Stock (2838.0) | Direct |
Footnotes
F1: This transaction was executed in multiple trades with sales prices ranging from $342.40 to $342.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades with sales prices ranging from $341.78 to $342.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades with sales prices ranging from $342.40 to $343.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades with sales prices ranging from $342.37 to $342.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Options were granted on January 15, 2015 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
F6: Options were granted on January 15, 2016 and vest 100% on the third anniversary of the date of grant.
F7: Options were granted on January 13, 2017 and vest 100% on the third anniversary of the date of grant.
F8: Options were granted on January 12, 2018 and vest 100% on the third anniversary of the date of grant.