FACTSET RESEARCH SYSTEMS INC — Director's Dealing 2020

Apr 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FACTSET RESEARCH SYSTEMS INC (FDS)
CIK: 0001013237
Period of Report: 2020-04-13

Reporting Person: Stern Rachel Rebecca (EVP, Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-13	Common Stock	G	627	—	Disposed	0	Direct
2020-04-14	Common Stock	M	2680	$94.84	Acquired	2680	Direct
2020-04-14	Common Stock	M	3761	$92.22	Acquired	6441	Direct
2020-04-14	Common Stock	S	1680	$277.05	Disposed	4761	Direct
2020-04-14	Common Stock	S	300	$278.46	Disposed	4461	Direct
2020-04-14	Common Stock	S	200	$279.82	Disposed	4261	Direct
2020-04-14	Common Stock	S	400	$282.86	Disposed	3861	Direct
2020-04-14	Common Stock	S	100	$283.79	Disposed	3761	Direct
2020-04-14	Common Stock	S	2661	$277.29	Disposed	1100	Direct
2020-04-14	Common Stock	S	300	$278.06	Disposed	800	Direct
2020-04-14	Common Stock	S	200	$279.26	Disposed	600	Direct
2020-04-14	Common Stock	S	600	$280.43	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-14	Employee Stock Option (right to buy)	$94.84	M	2680	Acquired	2021-11-01	Common Stock (2680.0)	Direct
2020-04-14	Employee Stock Option (right to buy)	$92.22	M	3761	Acquired	2022-11-01	Common Stock (3761.0)	Direct

Footnotes

F1: This Transaction was a Bona Fide Gift. No compensation was given to the donor for the gifting of these shares.

F2: This transaction was executed in multiple trades with sales prices ranging from $276.76 to $277.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades with sales prices ranging from $278.14 to $279.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades with sales prices ranging from $279.46 to $280.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades with sales prices ranging from $282.53 to $283.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades with sales prices ranging from $276.79 to $277.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades with sales prices ranging from $277.90 to $278.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades with sales prices ranging from $279.05 to $279.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades with sales prices ranging from $280.12 to $280.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: Options granted on November 1, 2011 vest over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter.

F11: Options granted on November 1, 2012 included both a time-based and performance-based component. This exercise included all of the outstanding time-based component, which vested over a 5 year period with 20% exercisable one year after the grant date, with the remainder vesting at a rate of 1.67% per month thereafter. The outstanding unexercised options are from the performance-based component, which vested based on the achievement by the issuer of certain financial performance criteria.