AI assistant
FACTSET RESEARCH SYSTEMS INC — Director's Dealing 2020
Jul 2, 2020
30555_dirs_2020-07-02_f919c6f4-30ee-4726-9837-f06e0d4b69d8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FACTSET RESEARCH SYSTEMS INC (FDS)
CIK: 0001013237
Period of Report: 2020-07-01
Reporting Person: Snow Frederick Philip (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-01 | Common Stock | M | 1769 | $131.31 | Acquired | 5656.4217 | Direct |
| 2020-07-01 | Common Stock | S | 1199 | $329.34 | Disposed | 4457.4217 | Direct |
| 2020-07-01 | Common Stock | S | 570 | $330.46 | Disposed | 3887.4217 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-01 | Employee Stock Option (right to buy) | $131.31 | M | 1769 | Disposed | 2024-11-03 | Common Stock (1769.0) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Mr. Snow on October 1, 2018, with an effective date of January 1, 2019, in order to facilitate his exercise of non-qualified stock options. Accordingly, Mr. Snow had no discretion with regard to the timing of the transaction.
F2: This transaction was executed in multiple trades with sales prices ranging from $328.83 to $329.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades with sales prices ranging from $330.17 to $330.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Options were granted on November 3, 2014 and vest over a five year period, with 60% exercisable on the third anniversary date of the grant and 40% exercisable on the fifth anniversary date of the grant.