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FACTSET RESEARCH SYSTEMS INC — Director's Dealing 2018
Jan 4, 2018
30555_dirs_2018-01-03_e38d7523-eac5-4502-9947-75fc800441b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FACTSET RESEARCH SYSTEMS INC (FDS)
CIK: 0001013237
Period of Report: 2017-12-31
Reporting Person: Hale Mark J. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | FactSet Common Stock | F | 499 | $191.63 | Disposed | 2717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Non-Qualified Stock Option (right to buy) | $131.31 | J | 2018 | Disposed | 2017-12-31 | FactSet Common Stock (2018) | Direct |
| 2017-12-31 | Non-Qualified Stock Option (right to buy) | $175.20 | J | 10199 | Disposed | 2017-12-31 | FactSet Common Stock (10199) | Direct |
| 2017-12-31 | Non-Qualified Stock Option (right to buy) | $175.20 | J | 3400 | Disposed | 2017-12-31 | FactSet Common Stock (3400) | Direct |
| 2017-12-31 | Non-Qualified Stock Option (right to buy) | $152.28 | J | 5323 | Disposed | 2017-12-31 | FactSet Common Stock (5323) | Direct |
| 2017-12-31 | Non-Qualified Stock Option (right to buy) | $189.98 | J | 7251 | Disposed | 2017-12-31 | FactSet Common Stock (7251) | Direct |
Footnotes
F1: Represents the number of shares withheld to cover the cost of taxes upon vesting of restricted stock previously granted on November 1, 2013.
F2: On November 14, 2017, FactSet Research Systems Inc. ("FactSet" or the "Company") announced that Mark J. Hale will separate from his position as Executive Vice President, Chief Operating Officer, effective on December 31, 2017. This represents options held by Mr. Hale at the time of termination, which expired upon his departure on December 31, 2017 and subsequently resulted in a pre-vesting forfeiture.
F3: Column 8 has been intentionally left blank because the transaction was a forfeiture of a derivative security.