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EZCORP INC — Director's Dealing 2018
Nov 15, 2018
32112_dirs_2018-11-15_bf712bb8-e940-48a4-93c6-a6aaee6d914c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EZCORP INC (EZPW)
CIK: 0000876523
Period of Report: 2018-11-13
Reporting Person: Grimshaw Stuart (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-13 | Class A Non-Voting Common Stock | M | 259319 | $9.12 | Acquired | 621969 | Direct |
| 2018-11-13 | Class A Non-Voting Common Stock | M | 64000 | $9.12 | Acquired | 685969 | Direct |
| 2018-11-13 | Class A Non-Voting Common Stock | F | 63145 | $9.12 | Disposed | 622824 | Direct |
| 2018-11-13 | Class A Non-Voting Common Stock | F | 15584 | $9.12 | Disposed | 607240 | Direct |
| 2018-11-13 | Class A Non-Voting Common Stock | F | 24350 | $9.12 | Disposed | 582890 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-13 | Restricted Stock Units | $9.12 | M | 259319 | Disposed | Class A Non-Voting Common Stock (259319) | Direct | |
| 2018-11-13 | Restricted Stock Units | $9.12 | M | 64000 | Disposed | Class A Non-Voting Common Stock (64000) | Direct | |
| 2018-11-13 | Restricted Stock Units | $9.12 | J | 64830 | Disposed | Class A Non-Voting Common Stock (64830) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares withheld to cover tax liability associated with the vesting of restricted stock units.
F3: Represents shares withheld to cover tax liability associated with the vesting of restricted stock award.
F4: The Total Non-Derivative Securities Beneficially Owned includes 100,000 unvested Restricted Stock Awards.
F5: The units vested on November 13, 2018 after specified performance goals were achieved.
F6: These units were forfeited on November 13, 2018 due to failure to achieve performance goals.