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EyePoint Pharmaceuticals, Inc. — Director's Dealing 2023
Aug 28, 2023
32254_dirs_2023-08-28_b692fb92-47da-4613-a3a2-8cb60cbad382.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EyePoint Pharmaceuticals, Inc. (EYPT)
CIK: 0001314102
Period of Report: 2023-08-24
Reporting Person: EW Healthcare Partners, L.P. (N/A)
Reporting Person: EW Healthcare Partners-A, L.P. (N/A)
Reporting Person: Essex Woodlands Fund IX-GP, L.P. (N/A)
Reporting Person: Essex Woodlands IX, LLC (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-24 | Common Stock, $0.001 par value | S | 139280 | $14.6187 | Disposed | 3883760 | Indirect |
| 2023-08-25 | Common Stock, $0.001 par value | S | 30000 | $10.6710 | Disposed | 3853760 | Indirect |
| 2023-08-25 | Common Stock, $0.001 par value | S | 54656 | $11.1854 | Disposed | 3799104 | Indirect |
Footnotes
F1: The share totals shown above are the aggregate amounts of shares of Common Stock sold by EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A") on the dates set forth above. EWHP sold 133,890 shares and 81,380 shares of the amounts shown above on August 24, 2023 and August 25, 2023, respectively, and EWHP-A sold 5,390 shares and 3,276 shares of the amounts shown above on August 24, 2023 and August 25, 2023, respectively. EWHP now holds a total of 3,652,177 shares of Common Stock of the Issuer and EWHP-A now holds a total of 146,927 shares of Common Stock of the Issuer.
F2: Essex Woodlands Fund IX-GP, L.P. (the "EW Fund IX GP"), is the general partner of each of EW Healthcare Partners, L.P. ("EWHP") and EW Healthcare Partners-A, L.P. ("EWHP-A" and together with EWHP, the "EWHP Funds"). Essex Woodlands IX, LLC (the "General Partner") is the general partner of EW Fund IX GP. The General Partner holds sole voting and dispositive power over the shares held by each of the EW Funds (the "Shares''). The managers of the General Partner are Martin P. Sutter, Scott Barry, Ron Eastman, Petri Vainio and Steve Wiggins (collectively, the ''Managers'') and may exercise voting and investment control over the Shares only by majority action of the Managers. Each individual Manager, the EW Funds GP and the General Partner disclaims ownership over the Shares except to the extent of his or its respective pecuniary interest therein.