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EXXON MOBIL CORP — Director's Dealing 2021
Mar 4, 2021
29749_dirs_2021-03-03_29c227e8-aa02-479f-bb1c-6542e418904f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXXON MOBIL CORP (XOM)
CIK: 0000034088
Period of Report: 2021-03-01
Reporting Person: UBBEN JEFFREY W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock, without par value ("Common Stock") | A | 8000 | — | Acquired | 8000 | Direct |
| 2021-03-02 | Common Stock | P | 177000 | $56.26 | Acquired | 1677000 | Indirect |
Footnotes
F1: Restricted stock grant.
F2: The restricted stock grant was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the grant for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") and the funds managed by In-Cap.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.24 to $56.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
F4: The securities reported herein are held by funds managed by In-Cap. Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.
F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.