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EXTREME NETWORKS INC — Director's Dealing 2018
Jun 4, 2018
31460_dirs_2018-06-04_dd9cf7e9-4522-4f66-be93-2afb7e89e969.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2018-01-31
Reporting Person: Davies Benjamin Drew (EVP Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-31 | Common Stock | J | 1987 | $7.548 | Acquired | 119296 | Direct |
| 2018-06-01 | Common Stock | M | 8333 | $0.0 | Acquired | 131051 | Direct |
| 2018-06-01 | Common Stock | F | 2509 | $8.88 | Disposed | 128542 | Direct |
| 2018-06-01 | Common Stock | F | 2509 | $8.88 | Disposed | 126033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Performance Based RSU | $0.0 | M | 8333 | Disposed | 2019-06-01 | Common Stock (8333) | Direct |
Footnotes
F1: Shares were purchased through the 2014 Employee Stock Purchase Plan.
F2: Beneficially owned share amount includes 33,334 unvested RSUs granted on 6/1/2016.
F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.