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EXTREME NETWORKS INC — Director's Dealing 2018
Nov 19, 2018
31460_dirs_2018-11-19_3a76e42e-4b2c-44a9-acae-0d35ad201d43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2018-11-15
Reporting Person: Cleaver Matthew Howard (VP OF FP AND A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | F | 408 | $6.46 | Disposed | 10629 | Direct |
| 2018-11-15 | Common Stock | F | 408 | $6.46 | Disposed | 10221 | Direct |
| 2018-11-15 | Common Stock | M | 1313 | $0.0 | Acquired | 11534 | Direct |
| 2018-11-15 | Common Stock | M | 1313 | $0.0 | Acquired | 12847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Performance Shares | $0.0 | M | 1313 | Disposed | 2019-08-29 | Common Stock (1313) | Direct |
| 2018-11-15 | RSU Award | $0.0 | M | 1313 | Disposed | 2019-08-29 | Common Stock (1313) | Direct |
Footnotes
F1: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
F2: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
F3: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Earned shares vest as to 1/3 on the one year anniversary date and 1/12 each quarter thereafter.
F4: This is not an applicable reportable field for this type of grant.
F5: This Time Based RSU award vests 1/3 on 8/29/2017 and 1/12 each quarter thereafter.