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EXTREME NETWORKS INC Director's Dealing 2017

Sep 6, 2017

31460_dirs_2017-09-06_da8870de-6f43-4982-ae51-beb40cd18537.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2017-07-31

Reporting Person: Davies Benjamin Drew (EVP Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-31 Common Stock J 3342 $4.488 Acquired 115603 Direct
2017-09-01 Common Stock M 8334 $0.0 Acquired 123937 Direct
2017-09-01 Common Stock F 4349 $11.51 Disposed 119588 Direct
2017-09-01 Common Stock F 4349 $11.51 Disposed 115239 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-01 Performance Based RSU $0.0 M 8334 Disposed 2019-06-01 Common Stock (8334) Direct

Footnotes

F1: Shares were purchased through the 2014 Employee Stock Purchase Plan.

F2: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.

F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.

F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.

F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time.