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EXTREME NETWORKS INC — Director's Dealing 2017
Sep 6, 2017
31460_dirs_2017-09-06_da8870de-6f43-4982-ae51-beb40cd18537.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2017-07-31
Reporting Person: Davies Benjamin Drew (EVP Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-31 | Common Stock | J | 3342 | $4.488 | Acquired | 115603 | Direct |
| 2017-09-01 | Common Stock | M | 8334 | $0.0 | Acquired | 123937 | Direct |
| 2017-09-01 | Common Stock | F | 4349 | $11.51 | Disposed | 119588 | Direct |
| 2017-09-01 | Common Stock | F | 4349 | $11.51 | Disposed | 115239 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-01 | Performance Based RSU | $0.0 | M | 8334 | Disposed | 2019-06-01 | Common Stock (8334) | Direct |
Footnotes
F1: Shares were purchased through the 2014 Employee Stock Purchase Plan.
F2: Beneficially owned share amount includes 58,334 unvested RSUs granted on 6/1/2016.
F3: Represents shares withheld from the Performance Based RSU award for the payment of applicable income and payroll withholding taxes due on release.
F4: Represents shares withheld from the RSU award for the payment of applicable income and payroll withholding taxes due on release.
F5: Performance grants were earned when EXTR shares reached $5.00 per share for 30 consecutive trading days after January 1st 2017. Shares vest on the same schedule as the Time-Based RSUs granted at the same time.