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EXTREME NETWORKS INC — Director's Dealing 2016
Aug 4, 2016
31460_dirs_2016-08-04_d9654d7d-d385-4954-b331-064fd9658a7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2016-08-02
Reporting Person: KISPERT JOHN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-02 | Common Stock | M | 25000 | $2.32 | Acquired | 180748 | Direct |
| 2016-08-02 | Common Stock | S | 25000 | $3.7955 | Disposed | 155748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-02 | Non-Qualified Stock Option (right to buy) | $2.32 | M | 25000 | Disposed | 2016-08-03 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from 3.74 to 3.85. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares being held in the Kispert Family Trust UDT September 14, 2000.
F3: Transaction made pursuant to a duly adopted 10b5-1 trading plan.
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