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EXTREME NETWORKS INC — Director's Dealing 2013
Nov 8, 2013
31460_dirs_2013-11-08_7f915390-2ee8-4d14-8ee3-703449ba6b14.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EXTREME NETWORKS INC (EXTR)
CIK: 0001078271
Period of Report: 2013-11-01
Reporting Person: Blohm Frank (Sr VP WW Operations & Services)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 71253 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $3.29 | 2018-08-03 | Common Stock (80000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $3.38 | 2019-08-21 | Common Stock (100000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $3.68 | 2018-02-02 | Common Stock (47500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $3.74 | 2017-08-03 | Common Stock (60000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $4.25 | 2017-10-26 | Common Stock (165000) | Direct |
Footnotes
F1: Option is exercisable as vested; 1/4 vests one year from date of grant and then 1/48 vests on each full month thereafter until fully vested, so long as the optionee's employment has not terminated.
F2: The option grant vests monthly for a period of four years.
F3: The option vests 27,500 shares on 10/26/2010, 10/26/2011 and 10/26/2012.
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