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EXPONENT INC — Director's Dealing 2020
Feb 14, 2020
31263_dirs_2020-02-14_1a7787f7-9801-4729-9e66-82167c4b7686.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2020-01-03
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-29 | Common Stock | P | 141 | $54.834 | Acquired | 244895 | Direct |
| 2019-06-28 | Common Stock | P | 169 | $55.613 | Acquired | 245064 | Direct |
| 2019-09-27 | Common Stock | P | 122 | $66.158 | Acquired | 245186 | Direct |
| 2020-01-03 | Common Stock | P | 141 | $66.937 | Acquired | 245327 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-03 | Dividend Equivalent Rights | $ | A | 189 | Acquired | 2020-03-11 | Common Stock (189) | Direct |
Footnotes
F1: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F2: 1-for-1.
F3: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2019.
F4: Not applicable.
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