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EXPONENT INC — Director's Dealing 2019
Feb 11, 2019
31263_dirs_2019-02-11_7cd63838-dea9-47ab-b0da-b03480929373.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2018-12-28
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-30 | Common Stock | P | 198 | $37.3588 | Acquired | 201827 | Direct |
| 2018-06-29 | Common Stock | P | 197 | $45.885 | Acquired | 233653 | Direct |
| 2018-09-28 | Common Stock | P | 152 | $50.92 | Acquired | 233805 | Direct |
| 2018-12-28 | Common Stock | P | 54 | $47.424 | Acquired | 233859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-28 | Dividend Equivalent Rights | $ | A | 233 | Acquired | 2019-03-13 | Common Stock (233) | Direct |
| 2018-12-28 | Dividend Equivalent Rights | $ | A | 201 | Acquired | 2020-03-11 | Common Stock (201) | Direct |
Footnotes
F1: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F2: 1-for-1.
F3: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2018.
F4: Not applicable.
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