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EXPONENT INC — Director's Dealing 2017
Feb 13, 2017
31263_dirs_2017-02-13_3c3dd1fa-19bf-465c-bcd8-bb292da3d578.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2016-12-30
Reporting Person: Kytomaa Harri (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Common Stock | A | 17 | $48.0605 | Acquired | 17 | Direct |
| 2016-07-01 | Common Stock | A | 18 | $55.0715 | Acquired | 35 | Direct |
| 2016-09-30 | Common Stock | A | 18 | $48.507 | Acquired | 53 | Direct |
| 2016-12-30 | Common Stock | A | 20 | $57.285 | Acquired | 11444 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Dividend Equivalent Rights | $ | A | 115 | Acquired | 2017-03-15 | Common Stock (115) | Direct |
| 2016-12-30 | Dividend Equivalent Rights | $ | A | 96 | Acquired | 2018-03-14 | Common Stock (96) | Direct |
| 2016-12-30 | Dividend Equivalent Rights | $ | A | 69 | Acquired | 2019-03-13 | Common Stock (69) | Direct |
| 2016-12-30 | Dividend Equivalent Rights | $ | A | 53 | Acquired | 2020-03-11 | Common Stock (53) | Direct |
Footnotes
F1: Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F2: 1-for-1.
F3: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2016.
F4: Not applicable.
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