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EXPONENT INC — Director's Dealing 2017
Mar 17, 2017
31263_dirs_2017-03-17_7173964e-1692-445c-88ba-6496a0f7c580.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2017-03-15
Reporting Person: Reiss Richard (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | M | 54 | — | Acquired | 1763 | Direct |
| 2017-03-15 | Common Stock | M | 1044 | — | Acquired | 2807 | Direct |
| 2017-03-15 | Common Stock | F | 348 | $59.65 | Disposed | 2459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Dividend Equivalent Rights | $ | A | 26 | Acquired | 2017-03-15 | Common Stock (26) | Direct |
| 2017-03-15 | Dividend Equivalent Rights | $ | M | 54 | Disposed | 2017-03-15 | Common Stock (54) | Direct |
| 2017-03-15 | Restricted Stock Units | $ | M | 1044 | Disposed | 2017-03-13 | Common Stock (1044) | Direct |
Footnotes
F1: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
F2: Not applicable.
F3: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.
F4: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.
F5: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2013, 2014, and Q1 2017.
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