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EXPONENT INC — Director's Dealing 2017
Mar 17, 2017
31263_dirs_2017-03-17_ebf50514-11fc-4c25-99aa-3a3ea17ab91f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2017-03-15
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | M | 851 | — | Acquired | 184482 | Direct |
| 2017-03-15 | Common Stock | M | 16380 | — | Acquired | 200862 | Direct |
| 2017-03-15 | Common Stock | F | 7086 | $59.65 | Disposed | 193776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Dividend Equivalent Rights | $ | A | 63 | Acquired | 2017-03-15 | Common Stock (63) | Direct |
| 2017-03-15 | Dividend Equivalent Rights | $ | M | 851 | Disposed | 2017-03-15 | Common Stock (851) | Direct |
| 2017-03-15 | Restricted Stock Units | $ | M | 16380 | Disposed | 2023-03-15 | Common Stock (16380) | Direct |
Footnotes
F1: Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
F2: Not applicable.
F3: Reflects the conversion of shares of vested Restricted Stock Units granted on March 15, 2013 into shares of Common Stock on a 1:1 basis.
F4: Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.
F5: The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.
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