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EXPONENT INC — Director's Dealing 2012
Oct 24, 2012
31263_dirs_2012-10-24_1f731a35-0adf-4327-9ecf-36ede99bdf6c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXPONENT INC (EXPO)
CIK: 0000851520
Period of Report: 2012-10-22
Reporting Person: SCHLENKER RICHARD L JR (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-22 | Common Stock | M | 5389 | $7.015 | Acquired | 103451 | Direct |
| 2012-10-22 | Common Stock | S | 5389 | $55.1679 | Disposed | 98062 | Direct |
| 2012-10-22 | Common Stock | M | 4978 | $11.305 | Acquired | 103040 | Direct |
| 2012-10-22 | Common Stock | S | 4978 | $55.1679 | Disposed | 98062 | Direct |
| 2012-10-22 | Common Stock | M | 9536 | $11.305 | Acquired | 107598 | Direct |
| 2012-10-22 | Common Stock | S | 9536 | $55.1679 | Disposed | 98062 | Direct |
| 2012-10-23 | Common Stock | M | 394 | $7.015 | Acquired | 98456 | Direct |
| 2012-10-23 | Common Stock | S | 394 | $54.5 | Disposed | 98062 | Direct |
| 2012-10-23 | Common Stock | M | 5486 | $11.305 | Acquired | 103548 | Direct |
| 2012-10-23 | Common Stock | S | 5486 | $54.5 | Disposed | 98062 | Direct |
| 2012-10-23 | Common Stock | M | 2908 | $12.015 | Acquired | 100970 | Direct |
| 2012-10-23 | Common Stock | S | 2908 | $54.5 | Disposed | 98062 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-22 | Incentive Stock Option (right to buy) | $7.015 | M | 5389 | Disposed | 2013-03-03 | Common Stock (5389) | Direct |
| 2012-10-23 | Incentive Stock Option (right to buy) | $7.015 | M | 394 | Disposed | 2013-03-03 | Common Stock (394) | Direct |
| 2012-10-22 | Incentive Stock Option (right to buy) | $11.305 | M | 4978 | Disposed | 2014-03-12 | Common Stock (4978) | Direct |
| 2012-10-23 | Incentive Stock Option (right to buy) | $11.305 | M | 5486 | Disposed | 2014-03-12 | Common Stock (5486) | Direct |
| 2012-10-22 | Non-Qualified Stock Option (right to buy) | $11.305 | M | 9536 | Disposed | 2014-03-12 | Common Stock (9536) | Direct |
| 2012-10-23 | Non-Qualified Stock Option (right to buy) | $12.015 | M | 2908 | Disposed | 2015-03-01 | Common Stock (2908) | Direct |
Footnotes
F1: The stock option becomes exercisable in four equal annual installments.
F2: Not applicable.
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