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Expion360 Inc. — Director's Dealing 2023
Nov 18, 2023
35428_dirs_2023-11-17_2dc768e4-198d-4f64-a5db-b7e66049f8e5.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Expion360 Inc. (XPON)
CIK: 0001894954
Period of Report: 2023-11-16
Reporting Person: Yozamp John Henry (Business Development Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-16 | Common Stock | S | 23035 | $3.92 | Disposed | 1708587 | Direct |
Footnotes
F1: Reflects the weighted average price at which the shares of common stock were sold. The shares were sold in multiple transactions at prices ranging from $3.80 to $4.105, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold pursuant to a Rule 10b5-1 trading plan.
F2: Reflects 1,523,252 shares of common stock and 185,375 shares of common stock issuable upon exercise of vested options issued to the Reporting Person under the Issuer's 2021 Incentive Award Plan.