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EXPAND ENERGY Corp — Director's Dealing 2020
Dec 17, 2020
30206_dirs_2020-12-17_9aae5de9-8e7e-4270-bda6-45a112d5004b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHESAPEAKE ENERGY CORP (CHKAQ)
CIK: 0000895126
Period of Report: 2020-05-05
Reporting Person: WEBB JAMES R (EVP-Gen'l Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-05 | Common Stock | D | 7430 | — | Disposed | 4842 | Direct |
| 2020-12-15 | Common Stock | S | 1432 | $2.052 | Disposed | 3410 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $3625.14 | D | 309 | Disposed | 2023-01-29 | Common Stock (309.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $3625.14 | D | 784 | Disposed | 2023-01-29 | Common Stock (784.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $4913.12 | D | 363 | Disposed | 2024-01-10 | Common Stock (363.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $3674.0 | D | 580 | Disposed | 2025-01-10 | Common Stock (580.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $742.0 | D | 2465 | Disposed | 2026-01-14 | Common Stock (2465.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $1090.0 | D | 1310 | Disposed | 2027-03-15 | Common Stock (1310.0) | Direct |
| 2020-05-05 | Non-Qualified Stock Option (right to buy) | $602.0 | D | 2777 | Disposed | 2028-03-19 | Common Stock (2777.0) | Direct |
Footnotes
F1: Reflects the forfeiture of 100% of the Reporting Person's outstanding restricted stock units, as disclosed in the Issuer's Current Report on Form 8-K filed with the SEC on May 8, 2020.
F2: Reflects the effect of a 1-for-200 reverse stock split effective as of April 14, 2020, as disclosed in the Issuer's Form 10-K/A filed with the SEC on April 29, 2020 and in other SEC filings.
F3: Reflects an adjustment to the non-qualified stock options, including the exercise price and number of underlying common shares, resulting from the Issuer's 1-for-200 reverse stock split effective as of April 14, 2020.
F4: Reflects the forfeiture of 100% of the Reporting Person's outstanding non-qualified stock options.