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eXp World Holdings, Inc. — Director's Dealing 2021
Feb 9, 2021
31794_dirs_2021-02-09_3a2f2cdd-8b5f-4285-9ed0-073deb963372.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXP World Holdings, Inc. (EXPI)
CIK: 0001495932
Period of Report: 2021-02-03
Reporting Person: MILES RANDALL D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | M | 15000.00 | $1.76 | Acquired | 150040.00 | Direct |
| 2021-02-03 | Common Stock | S | 2000.00 | $116.265 | Disposed | 148040.00 | Direct |
| 2021-02-03 | Common Stock | S | 3350.00 | $117.2916 | Disposed | 144690.00 | Direct |
| 2021-02-03 | Common Stock | S | 5723.00 | $118.2234 | Disposed | 138967.00 | Direct |
| 2021-02-03 | Common Stock | S | 1327.00 | $119.1357 | Disposed | 137640.00 | Direct |
| 2021-02-03 | Common Stock | S | 1000.00 | $120.156 | Disposed | 136640.00 | Direct |
| 2021-02-03 | Common Stock | S | 1300.00 | $121.35 | Disposed | 135340.00 | Direct |
| 2021-02-03 | Common Stock | S | 300.00 | $122.7533 | Disposed | 135040.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-03 | Stock Option (Right to Buy) | $1.76 | M | 15000.00 | Disposed | 2026-07-19 | Common Stock (15000.00) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.72 to $116.71, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.73 to $117.62, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.75 to $118.74, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.75 to $119.52, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.79 to $120.71, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.98 to $121.78, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.50 to $122.88, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F9: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.