EXICURE, INC. — Director's Dealing 2021

Jun 16, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: EXICURE, INC. (XCUR)
CIK: 0001698530
Period of Report: 2021-06-01

Reporting Person: Papadimas Elias D. (Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6537	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$1.03	2025-05-21	Common Stock (49649)		Direct
Employee Stock Option (right to buy)	$4.21	2027-01-03	Common Stock (4964)		Direct
Employee Stock Option (right to buy)	$3.00	2028-02-14	Common Stock (37004)		Direct
Employee Stock Option (right to buy)	$2.99	2029-12-09	Common Stock (100000)		Direct
Employee Stock Option (right to buy)	$1.90	2031-04-26	Common Stock (120000)		Direct
Employee Stock Option (right to buy)	$1.90	2031-04-26	Common Stock (63800)		Direct

Footnotes

F1: Fully vested and exercisable.

F2: The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of January 2, 2018, provided the Reporting Person remains in continuous service on each vesting date.

F3: The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of December 10, 2019, provided the Reporting Person remains in continuous service on each vesting date.

F4: The shares subject to the option vested or will vest as to 1/48th of the underlying shares monthly from the vesting commencement date of April 27, 2021, provided the Reporting Person remains in continuous service on each vesting date.