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EXICURE, INC. — Director's Dealing 2020
Mar 16, 2020
34752_dirs_2020-03-16_13f63e53-0792-4a63-8b62-5a2b9cbdf67c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXICURE, INC. (XCUR)
CIK: 0001698530
Period of Report: 2020-03-12
Reporting Person: SNYDER DAVID S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-12 | Common Stock | P | 18248 | $1.4024 | Acquired | 18248 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-13 | Employee Stock Option (right to buy) | $1.19 | A | 230200 | Acquired | 2030-03-12 | Common Stock (230200.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $1.3650 to $1.43, inclusive. The reporting person undertakes to provide to Exicure, Inc., any security holder of Exicure, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: This option vests in 48 substantially equal monthly installments from March 13, 2020, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions.