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EXICURE, INC. — Director's Dealing 2019
Aug 6, 2019
34752_dirs_2019-08-06_55fe3076-4ca1-4f61-a688-6452c823d291.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXICURE, INC. (XCUR)
CIK: 0001698530
Period of Report: 2019-08-02
Reporting Person: Venkatesan Jay (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-02 | Common Stock | P | 250000 | $2 | Acquired | 302234 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 190957 | Indirect |
| Common Stock | 156858 | Indirect |
Footnotes
F1: The Reporting Person is the trustee of the Venkatesan-Louizides Trust (the "Trust") and has voting or dispositive power over the shares held by the Trust.
F2: The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: The Reporting Person is the managing director of the Ayer Special Situations Fund I, LP ("Ayer Fund") and has voting or dispositive power over the shares held by the Ayer Fund.