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EXICURE, INC. Director's Dealing 2019

Aug 6, 2019

34752_dirs_2019-08-06_497280c3-7a04-4051-96d4-9f046dcfeddb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: EXICURE, INC. (XCUR)
CIK: 0001698530
Period of Report: 2019-08-02

Reporting Person: Mirkin Chad A. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-02 Common Stock P 25000 $2 Acquired 25000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27267 Direct
Common Stock 11267824 Indirect
Common Stock 6669 Indirect

Footnotes

F1: The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: The Reporting Person is a board member of BSR Enterprises, LLC and may be deemed to share voting and dispositive power over the shares held by BSR Enterprises, LLC with the Reporting Person's spouse.

F3: The Reporting Person is a member of the Board of Managers of AuraSense, LLC and may be deemed to share voting and dispositive power over the shares held by AuraSense, LLC.

F4: The Reporting Person is the trustee of the Chad A. Mirkin Living Trust, and has voting and dispositive power over the shares held by the trust.