EXICURE, INC. — Director's Dealing 2017

Jun 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Max-1 Acquisition Corp (NONE)
CIK: 0001698530
Period of Report: 2017-06-15

Reporting Person: Tompkins Mark N. (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-15	Common Stock	A	65000	$0.025	Acquired	965000	Direct
2017-06-15	Common Stock	P	35000	$0.025	Acquired	1000000	Direct
2017-06-15	Common Stock	A	65000	$0.025	Acquired	65000	Indirect

Footnotes

F1: The reporting person is a principal of Montrose Capital Partners Limited ("Montrose Capital") and has sole voting and investment control over the securities of the Issuer owned by Montrose Capital.

F2: The reporting person acquired the shares from the Issuer in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended.