EXICURE, INC. — Director's Dealing 2017

Sep 27, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Max-1 Acquisition Corp (NONE)
CIK: 0001698530
Period of Report: 2017-09-22

Reporting Person: Tompkins Mark N. (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-22	Common Stock	A	659000	—	Acquired	1659000	Direct
2017-09-22	Common Stock	A	43160	—	Acquired	108160	Indirect

Footnotes

F1: These shares were received for services rendered in connection with a proposed merger among the issuer, Exicure, Inc., and Max-1 Acquisition Sub, Inc., a wholly owned subsidiary of the issuer.

F2: The reporting person is a principal of Montrose Capital Partners Limited ("Montrose Capital") and has sole voting and investment control over the securities of the issuer owned by Montrose Capital.