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EXELON CORP — Director's Dealing 2024
Jan 31, 2024
30044_dirs_2024-01-31_4a282fa2-098e-4e5e-a8eb-43f69d28b151.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2024-01-29
Reporting Person: Anthony John Tyler (CEO of Pepco Holdings)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-29 | Common Stock | M | 2481 | — | Acquired | 12175 | Direct |
| 2024-01-29 | Common Stock | M | 2482 | — | Acquired | 14657 | Direct |
| 2024-01-29 | Common Stock | M | 1373 | — | Acquired | 16030 | Direct |
| 2024-01-29 | Common Stock | M | 9569 | — | Acquired | 25599 | Direct |
| 2024-01-29 | Common Stock | F | 5828 | $35.29 | Disposed | 19771 | Direct |
| 2024-01-29 | Common Stock | D | 3081 | $35.29 | Disposed | 16690 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-29 | 2024 Restricted Stock Units | $ | A | 8510 | Acquired | Common Stock (8510) | Direct | |
| 2024-01-29 | 2023 Restricted Stock Units | $ | M | 2481 | Disposed | Common Stock (2481) | Direct | |
| 2024-01-29 | 2022 Restricted Stock Units | $ | M | 2482 | Disposed | Common Stock (2482) | Direct | |
| 2024-01-29 | 2021 Restricted Stock Units | $ | M | 1373 | Disposed | Common Stock (1373) | Direct | |
| 2024-01-29 | 2021-2023 Performance Shares | $ | A | 9569 | Acquired | Common Stock (9569) | Direct | |
| 2024-01-29 | 2021-2023 Performance Shares | $ | M | 9569 | Disposed | Common Stock (9569) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock ESPP | 974 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred phantom share equivalents | $ | Common Stock (9125) | 9125 | Direct |
Footnotes
F1: Restricted stock unit (RSU) award granted under the Exelon LTIP. Award vests in 1/3 increments at the January or February meeting of the Exelon Comp. Committee with each RSU representing the right to receive one share of Exelon common stock upon vesting. The award accrues additional RSUs each quarter through automatic dividend reinvestment and the additional RSUs vest on the same schedule as the underlying award.
F2: Balance includes 31 shares previously disclosed as acquired through dividend reinvestment in 2022 but omitted from the most recent report filed in 2023.
F3: Performance share award granted under the Exelon LTIP for the three-year performance period referenced in Column 1 based upon the Comp. Committee's determination of performance achieved for the period. Each performance share represents the right to receive one share or the cash equivalent of one share pursuant to the Plan's terms with respect to individual stock ownership levels. Performance share awards vest immediately on their grant date.
F4: The pre-vesting balance includes 262 shares acquired through automatic dividend reinvestment during 2023.
F5: The pre-vesting balance includes 175 shares acquired through automatic dividend reinvestment during 2023.
F6: The pre-vesting balance includes 48 shares acquired through automatic dividend reinvestment during 2023.
F7: Balance includes 309 additional phantom share equivalents that were accrued through automatic dividend reinvestment during 2023.
F8: Phantom share equivalents held in the reporting person's Exelon stock fund account that is part of a multi-fund, non-qualified deferred compensation plan. The stock fund is a unitized fund that consists of both Exelon common stock and short-term liquid investments. Units of the fund are acquired through quarter-end contributions and dividend reinvestment and will be settled for cash upon the termination of the reporting person. The balance of phantom share equivalents may fluctuate due to changes in the value of the fund units.