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EXELON CORP — Director's Dealing 2022
Jan 10, 2022
30044_dirs_2022-01-10_d67bfe70-c237-404f-b3e3-9ae125abbcc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2022-01-06
Reporting Person: Innocenzo Michael (CEO PECO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-06 | Common Stock | M | 6346 | — | Acquired | 46728 | Direct |
| 2022-01-06 | Common Stock | F | 2117 | $56.73 | Disposed | 44611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-06 | 2019 Restricted Stock Units | $0 | M | 2122 | Disposed | Common Stock (2122) | Direct | |
| 2022-01-06 | 2020 Restricted Stock Units | $0 | M | 2060 | Disposed | Common Stock (2060) | Direct | |
| 2022-01-06 | 2021 Restricted Stock Units | $0 | M | 2163 | Disposed | Common Stock (2163) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (ESPP Shares) | 2145 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Phantom Shares | $0 | Common Stock (1980) | 1980 | Direct | |
| Restricted Stock Unit Award 12/2/2019 | $0 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Common shares acquired through conversion of previously awarded and vested restricted stock units (RSUs) under the Exelon Long Term Incentive Plan.
F2: Vesting of previously granted restricted stock unit (RSU) awarded under Exelon Long Term Incentive Plan. Awards granted annually to vest in 1/3 increments at the January or February meetings of the Compensation Committee with each RSU representing the right to receive one share of Exelon common stock upon vesting. RSUs accrue quarterly dividend equivalents in the form of additional RSUs representing common stock dividends as approved by the Board, which vest on the same schedule as the underlying RSU award.
F3: The RSU award accrued 66 additional shares during 2021 through automatic dividend reinvestment.
F4: The RSU award accrued 128 additional shares during 2021 through automatic dividend reinvestment.
F5: The RSU award accrued 202 additional shares during 2021 through automatic dividend reinvestment.
F6: Phantom share equivalents held in the Exelon stock fund within the Exelon Deferred Compensation Plan, which is multi-fund, non-qualified deferred compensation plan. The share equivalents within the fund will be settled in cash upon the reporting person's separation from the company for any reason. The balance includes 64 additional share equivalents acquired during 2021 through automatic dividend reinvestment.
F7: Restricted stock unit award granted pursuant to the Exelon LTI plan. All shares will cliff vest on December 2, 2023.