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EXELON CORP — Director's Dealing 2020
Jan 2, 2020
30044_dirs_2020-01-02_052af8c1-d390-42de-8b9d-d45ab9664300.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2019-12-31
Reporting Person: BERZIN ANN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock (Deferred Stock Units) | A | 867 | $44.72 | Acquired | 29472 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Deferred Compensation - Phantom Share Equivalents | $ | A | 866 | Acquired | Common Stock (866) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock () | 29725 | Indirect |
Footnotes
F1: Balance includes 230 shares acquired on December 10, 2019 through automatic dividend reinvestment.
F2: Phantom deferred stock units converted from the legacy Constellation Energy Group Inc. (CEG) Deferred Compensation Plan for Non-employee Directors to be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors. Balance updated to reflect 239 additional stock units credited on December 10, 2019 through the dividend reinvestment feature of the plan.
F3: Phantom share equivalents acquired in the reporting person's Exelon stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and that will be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors. Balance also reflects 228 share equivalents accrued on November 14, 2019 through automatic dividend reinvestment.