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EXELON CORP — Director's Dealing 2020
Jan 22, 2020
30044_dirs_2020-01-22_4be1c22d-e6db-4f99-aefe-e897e2c8ac7a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2019-12-31
Reporting Person: Innocenzo Michael (President & CEO of PECO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32389 | Direct |
| Common Stock (ESPP Shares) | 1822 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Awards 2017 | $0 | Common Stock (1289) | 1289 | Direct | |
| Restricted Stock Unit Awards 2018 | $0 | Common Stock (4826) | 4826 | Direct | |
| Restricted Stock Unit Awards 2019 | $0 | Common Stock (5933) | 5933 | Direct | |
| Restricted Stock Unit Award (12/02/2019) | $0 | Common Stock (15000) | 15000 | Direct | |
| Deferred Compensation Equivalent Shares | $0 | Common Stock (1870) | 1870 | Direct | |
| NQ Stock Option (right to buy) 03/12/2012 | $39.81 | Common Stock (16000) | 16000 | Direct | |
| NQ Stock Option (right to buy) 01/25/2010 | $46.09 | Common Stock (3800) | 3800 | Direct |
Footnotes
F1: Shares acquired through Exelon's Section 423 tax-qualified Employee Stock Purchase Plan.
F2: Previously awarded restricted stock units (RSUs) granted pursuant to the Exelon Long Term Incentive Plan. RSUs are granted annually at the Compensation and Leadership Development committee's first meeting in January or February and vest in 1/3 increments on the date of the committee's first annual meeting in the first, second and third years after the award was granted. Award balances accrue addtional RSUs through quarterly dividend reinvestment that vest on the same schedule as the underlying award.
F3: Balance includes 38 shares acquired through quarterly dividend reinvestment during 2019.
F4: Balance includes 144 shares acquired through quarterly dividend reinvestment during 2019.
F5: Balance includes 177 shares acquired through quarterly dividend reinvestment during 2019.
F6: Restricted stock unit award granted pursuant to the Exelon Long Term Incentive Plan. All shares will cliff-vest on December 2, 2023.
F7: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the company for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions, company matching contributions and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition.
F8: Balance includes 57 share equivalents accrued through quarterly dividend reinvestment during 2019.
F9: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options are fully vested and expire on the tenth anniversay of the grant date referenced in Column 1.