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EXELON CORP — Director's Dealing 2019
Jan 2, 2019
30044_dirs_2019-01-02_5bbfe010-af9b-43e6-b720-52129e414f14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EXELON Corp (EXC)
CIK: 0001109357
Period of Report: 2018-12-31
Reporting Person: BERZIN ANN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-31 | Common Stock (Deferred Stock Units) | A | 771 | $47.00 | Acquired | 25411 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Deferred Compensation - Phantom Share Equivalents | $ | A | 876 | Acquired | Common Stock (876) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock () | 28840 | Indirect |
Footnotes
F1: Balance includes 180 shares acquired on December 10, 2018 through automatic dividend reinvestment.
F2: Phantom stock units (which are in the form of deferred stock units) converted from the legacy Constellation Energy Group Inc. (CEG) Deferred Compensation Plan for Non-employee Directors to phantom units of Exelon common stock at the rate of 0.93 Exelon units for each unit of CEG. Units will be settled in cash on a 1 for 1 basis upon the termination of the reporting person's service on the Exelon board of directors. Balance updated to reflect additional stock units credited to the account through the dividend reinvestment feature of the plan.
F3: Balance includes 210 shares acquired on December 10, 2018 through automatic dividend reinvestment.
F4: Phantom share equivalents acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents in reporting person's Exelon stock fund account under multi-fund, non-qualified deferred compensation plan. The unitized fund consists of Exelon common stock and short term investments and will be settled in cash upon the reporting person's separation from the board for any reason. The balance of such phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5: Balance includes 184 share equivalents accrued on November 14, 2018 through automatic dividend reinvestment.