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EXELON CORP — Director's Dealing 2019
Jan 29, 2019
30044_dirs_2019-01-29_171ef365-c397-481b-8034-ad3b29ece942.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON Corp (EXC)
CIK: 0001109357
Period of Report: 2018-12-31
Reporting Person: BUTLER CALVIN JR (CEO, BGE)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19429 | Direct |
| Common Stock (401k Shares) | 1684 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Awards 2016 | $0 | Common Stock (3712) | 3712 | Direct | |
| Restricted Stock Unit Awards 2017 | $0 | Common Stock (5545) | 5545 | Direct | |
| Restricted Stock Unit Awards 2018 | $0 | Common Stock (7346) | 7346 | Direct | |
| Restricted Stock Unit Award (01/29/2018) | $0 | Common Stock (40000) | 40000 | Direct | |
| NQ Stock Option (right to buy) 03/12/2012 | $39.81 | Common Stock (16000) | 16000 | Direct | |
| NQ Stock Option (right to buy) 01/24/2011 | $43.4 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Shares held as of December 31, 2018 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the quarterly reinvestment of dividends.
F2: Previously awarded restricted stock units (RSUs) granted pursuant to the Exelon Long Term Incentive Plan. RSUs are granted annually at the Compensation and Leadership Development committee's first meeting in January or February and vest in 1/3 increments on the date of the committee's first annual meeting in the first, second and third years after the award was granted. Award balances accrue addtional RSUs through quarterly dividend reinvestment that vest on the same schedule as the underlying award.
F3: Balance includes 120 shares acquired through quarterly dividend reinvestment during 2018.
F4: Balance includes 179 shares acquired through quarterly dividend reinvestment during 2018.
F5: Balance includes 237 shares acquired through quarterly dividend reinvestment during 2018.
F6: Restricted stock unit award granted pursuant to the Exelon Long Term Incentive Plan. 100% of the award will vest on January 29, 2022.
F7: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options are fully vested and expire on the tenth anniversay of the grant date referenced in Column 1.