AI assistant
EXELON CORP — Director's Dealing 2019
Dec 11, 2019
30044_dirs_2019-12-11_261f8645-65c2-4905-8174-71e5ff5d5ea9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2019-12-02
Reporting Person: Khouzami Carim V (CEO of BGE)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11008 | Direct |
| Common Stock (401k shares) | 644 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Award (01/30/2017) | $ | Common stock (1278) | Direct | ||
| Restricted Stock Unit Award (01/29/2018) | $ | Common stock (2257) | Direct | ||
| Restricted Stock Unit Award (02/04/2019) | $ | Common stock (2652) | Direct | ||
| Deferred Compensation Equivalent Shares | $ | Common stock (639) | Direct |
Footnotes
F1: Remaining 1/3 increment of annual restricted stock unit (RSU) award granted in 2017 pursuant to the Exelon Long Term Incentive Plan; each award vests in 1/3 increments on the date of the Compensation & Leadership Development Committee's January meeting in the first, second and third years after the award was granted. Award balances accrue addtional units through automatic dividend reinvestment, which vest on the same schedule as the underlying award.
F2: Remaining 2/3 increment of annual RSU award granted in January 2018 pursuant to the Exelon Long Term Incentive Plan; each award vests in 1/3 increments on the date of the Compensation & Leadership Development Committee's January meeting in the first, second and third years after the award was granted. Award balances accrue addtional units through automatic dividend reinvestment, which vest on the same schedule as the underlying award.
F3: Annual RSU award granted in February 2019 pursuant to the Exelon Long Term Incentive Plan; each award vests in 1/3 increments on the date of the Compensation & Leadership Development Committee's January meeting in the first, second and third years after the award was granted. Award balances accrue addtional units through automatic dividend reinvestment, which vest on the same schedule as the underlying award.
F4: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's termination of service for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions, company matching contributions and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.