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EXELON CORP — Director's Dealing 2018
Jan 19, 2018
30044_dirs_2018-01-19_3a89b07e-0b9f-48b6-82b7-1fac4c3a1394.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2017-12-31
Reporting Person: Thayer Jonathan W (Senior EVP and CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33473 | Direct |
| Common Stock (401k Shares) | 1838 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Awards | $0 | Common Stock (58727) | 58727 | Direct | |
| Restricted Stock Unit Grant 01/28/2013 | $0 | Common Stock (30000) | 30000 | Direct | |
| NQ Stock Option 03/12/2012 | $39.81 | Common Stock (97000) | 97000 | Direct | |
| NQ Stock Option 02/24/2012 | $39.24 | Common Stock (175946) | 175946 | Direct | |
| NQ Stock Option 02/25/2011 | $32.46 | Common Stock (125429) | 125429 | Direct | |
| NQ Stock Option 02/26/2010 | $37.71 | Common Stock (67304) | 67304 | Direct | |
| NQ Stock Option 02/21/2008 | $101.05 | Common Stock (8676) | 8676 | Direct |
Footnotes
F1: Shares held as of December 31, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
F2: Restricted stock unit awards made pursuant to the Exelon Long Term Incentive Plan. Share awards are made annually in January at the Compensation and Leadership Development committee's meeting and vest in 1/3 increments on the date of the committee's January meeting in the first, second and third years after the award was made.
F3: Balance consists of unvested shares remaining from the awards granted in January of the previous three years along with shares acquired through automatic dividend reinvestment as follows: 517, 512, 496 and 465 shares acquired on March 10, 2017, June 9, 2017, September 8, 2017 and December 9, 2017 respectively.
F4: Restricted stock grant made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares will vest on January 28, 2018.
F5: Non-qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.
F6: Non-qualified employee stock options originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. The grant is fully vested and will expire on the tenth anniversary of the grant date referenced in Column 1.