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EXELON CORP — Director's Dealing 2018
Apr 3, 2018
30044_dirs_2018-04-03_1e87309d-ed38-440f-b2a7-3ba13e1c99aa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2018-03-30
Reporting Person: Innocenzo Michael (President & CEO of PECO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29092 | Direct |
| Common Stock (ESPP shares) | 1504 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Awards | $ | Common Stock (7310) | Direct | ||
| Deferred Compensation Equivalent Shares | $ | Common Stock (1788) | Direct | ||
| NQ Stock Option (right to buy) 03/12/2012 | $39.81 | Common Stock (16000) | Direct | ||
| NQ Stock Option (right to buy) 01/24/2010 | $46.09 | Common Stock (3800) | Direct | ||
| NQ Stock Option (right to buy) 01/26/2009 | $56.51 | Common Stock (4300) | Direct |
Footnotes
F1: Shares acquired through and held as of March 30, 2018 in Exelon's Section 423 tax-qualified Employee Stock Purchase Plan.
F2: Restricted stock unit awards granted pursuant to the Exelon Long Term Incentive Plan. Share awards are granted annually by the Compensation and Leadership Development committee at its January meeting and vest in 1/3 increments on the date of the committee's January meeting in the first, second and third years after the award was granted.
F3: Balance is composed of 1,636 shares which represents the last 1/3 increment of the restricted stock unit award granted in January 2016; 2,441 shares which represents 2/3 of the restricted stock unit award granted in January 2017; and 3,232 shares which is the entire restricted stock unit award granted in January 2018.
F4: Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's termination of service for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions, company matching contributions and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
F5: Non qualified employee stock option awards granted pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.