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EXELON CORP — Director's Dealing 2017
Jan 23, 2017
30044_dirs_2017-01-23_1716e758-f635-4027-b9e6-5c9b6cc106d2.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: EXELON CORP (EXC)
CIK: 0001109357
Period of Report: 2016-12-31
Reporting Person: Adams Craig L (President & CEO; PECO Energy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 47941 | Direct |
| Common Stock (ESPP Shares) | 1147 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit Awards | $0 | Common Stock (19237) | 19237 | Direct | |
| NQ Stock Option 03/12/2012 | $39.81 | Common Stock (35000) | 35000 | Direct | |
| NQ Stock Option 01/24/2011 | $43.4 | Common Stock (21000) | 21000 | Direct | |
| NQ Stock Option 01/25/2010 | $46.09 | Common Stock (10500) | 10500 | Direct | |
| NQ Stock Option 01/26/2009 | $56.51 | Common Stock (11700) | 11700 | Direct | |
| NQ Stock Option 01/28/2008 | $73.29 | Common Stock (8300) | 8300 | Direct | |
| NQ Stock Option 01/22/2007 | $59.96 | Common Stock (8500) | 8500 | Direct |
Footnotes
F1: Balance includes 420, 427, 429 and 446 shares acquired on March 10, 2016, June 10, 2016, September 9, 2016 and December 9, 2016 respectively through automatic dividend reinvestment.
F2: Shares acquired through Exelon's Section 423 tax-qualified Employee Stock Purchas Plan. Balance includes 3, 6, 8 and 10 shares acquired on March 10, 2016, June 10, 2016, September 9, 2016 and December 9, 2016 respectively through automatic dividend reinvestment.
F3: Restricted stock unit awards made pursuant to the Exelon Long Term Incentive Plan. Share awards are made annually in January at the Compensation and Leadership Development committee's meeting and vest in 1/3 increments on the date of the committee's January meeting in the first, second and third years after the award was made.
F4: Balance consists of unvested shares remaining from the awards granted in January of the previous three years along with reinvested dividends as follows: 166, 172, 180 and 174 shares acquired on March 10, 2016, June 10, 2016, September 9, 2016 and December 9, 2016 respectively.
F5: Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date.